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Mary Schapiro
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41	360 Madison Avenue New York, NY[removed]Telephone[removed]Fax[removed]www.bondmarkets.com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 12:47:36 Law Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Securities Exchange Act Mary Schapiro U.S. Securities and Exchange Commission Franchising United States securities law Financial regulation Business
42	SEC: always playing catch-up Readable Research \| By Raphael Pope-Sussman \| Corporate influence, Regulation Oct. 12, 2011 — In the wake of the wreckage of the financial crisis, there have been numerous postmortems of wh Add to Reading List Source URL: www.remappingdebate.org Language: English - Date: 2011-10-12 16:21:13 Corruption Cancer survivors Corporate crime U.S. Securities and Exchange Commission Securities fraud Commodity Futures Trading Commission Insider trading Mary Schapiro Investment Advisers Act Finance Investment Financial system
43	October 1-2, 2007 News Advisory: Add to Reading List Source URL: www.ifie.org Language: English - Date: 2011-02-28 10:00:48 Financial regulation International Organization of Securities Commissions Securities Financial markets Comisión Nacional del Mercado de Valores Financial Industry Regulatory Authority Mary Schapiro Securities Industry and Financial Markets Association Canadian securities regulation Financial economics Government Financial system
44	compliance services News WELCOME Welcome to the latest edition of the Compliance Services News, our commitment to bringing Add to Reading List Source URL: www.merrillcorp.com Language: English - Date: 2014-12-03 01:08:05 Securities Stock market Prospectus Financial services Institutional investors U.S. Securities and Exchange Commission Mary Schapiro XBRL EDGAR Financial economics Investment Finance
45	June 23, 2009 The Honorable Mary L. Schapiro Chairman Securities and Exchange Commission 100 F Street NE, 10th Floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-29 11:36:32 Finance Financial system Naked short selling U.S. Securities and Exchange Commission Short Mary Schapiro Overstock.com Uptick rule Life Partners Financial regulation Short selling Business
46	V9A 14 October 2, 2003 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 21:27:36 Mary Schapiro Elisse B. Walter U.S. Securities and Exchange Commission Citigroup Financial Industry Regulatory Authority Selling away Economy of the United States New York City New York Stock Exchange
47	Money Market Fund Reform compliance services BULLETIN August Add to Reading List Source URL: www.merrillcorp.com Language: English - Date: 2014-12-03 01:08:10 Financial services United States securities law Funds U.S. Securities and Exchange Commission Mary Schapiro Hedge fund Investment Company Act Money market fund Financial adviser Financial economics Investment Finance
48	June 26,2003 Jonathan G. Katz Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-08-15 12:48:58 Financial economics Financial regulation Primary dealers Securities Self-regulatory organizations Securities research Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro United States securities law Business Finance
49	FOR IMMEDIATE RELEASE: Nov 1, 2012 Contact: Gisele McAuliffe, [removed[removed]Brian Gumm, [removed[removed] Add to Reading List Source URL: www.sensiblesafeguards.org Language: English - Date: 2012-11-01 15:00:01 Financial regulation United States federal banking legislation Administrative law Commodity Futures Trading Commission U.S. Securities and Exchange Commission Regulatory agency Wall Street reform Mary Schapiro Financial Regulator Government Corporate crime Public administration
50	Microsoft Word - GFOA Meeting Memo.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 11:59:28 Mary Schapiro Self-regulatory organization Economy of the United States Financial system Government Municipal Securities Rulemaking Board Government Finance Officers Association Electronic Municipal Market Access